EPSTEIN
page 4 / 316 . OCR, unverified
For the Period 9/1/08 to 9/30/08
Account Summary
Asset Allocation
Beginning
Ending
Change
Estimated
Current
Market Value
Market Value
In Value
Annual Income Allocation
Cash & Short Term
30.782 86
32,367.95
1.585O9
405.21
100%
Market Value
$30,782.86
$32,367.95
$1,565.09
100%
Accruals
36.27
28.64
(7.63)
Market Value with Accruals
$30.819.13
$32.396.69
01,677.46
Portfolio Activity
Current
Period Value
Year-to-Date
Value
Beginning Market Value
30.782.86
0.00
Contributions
30,692.96
Net Contributions/Withdrawals
$0.00
030,692.98
Income 8 Distributions
36.27
126.17
Change In Investment Value
1.54082
1,548.82
Ending Market Value
$32,367.95
$32,387.96
Accruals
28.64
28.64
Market Value with Accruals
$32,396.69
032,396.69
Page 2 of 8
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00050923
SDNY_GM_00320121
EFTA01523295
--- SOURCE: IMAGES__0135__EFTA01523296.txt ---
METADATA_SOURCE: IMAGES0135
METADATA_FILENAME: EFTA01523296.pdf
----------------------------------------
JPMorgan 0
Private Bank
GHISLAINE MAXWELL IRA
ACCT.
For the Period 9/1/08 to 9/30/08
Account Summary
CONTINUED
Tax Summary
Current
Year-to-Date
Current
Year-to-Date
Period Value
Value
Period Value
Value
Interest Income
36.27
126 17
ST Realized Gain/Loss
Taxable Income
$36.27
1,548.82
1.548 82
$126.17
Realized Gain/Loss
51,54822
$1,548.82
Page 3 of 8
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00050924
SDNY_GM_00320122
EFTA01523296
--- SOURCE: IMAGES__0135__EFTA01523297.txt ---
METADATA_SOURCE: IMAGES0135
METADATA_FILENAME: EFTA01523297.pdf
----------------------------------------
JPMorgan 0
Private Bank
GHISLAINE MAXWELL IRA
ACCT
For the Period 9/1/08 to 9/30/08
Cash & Short Term Summary
Asset Categories
Beginning
Ending
Change
Current
Market Value
Market Value
In Value
Allocation
Cash
30.782.86
32.367.95
1.585 09
100%
Market Value/Cost
Current
Period Value
Market Value
Tax Cost
Estimated Annual Income
405.21
Accrued Interest
28.64
Yield
1.40%
32.367.95
32,367.95
Cash & Short Term Detail
Tax Cost
Estimated
Market
Adjusted
Unrealized
Annual Income
Quanbly
Price
Value
Original
Gain/Loss
Accrued Interest
Yield
Cash
US DOLLAR
32,367.95
1.00
32,367.95
32.367.95
405.21
1.40%
28.64
Page 4 of 8
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00050925
SDNY_GM_00320123
EFTA01523297
--- SOURCE: IMAGES__0135__EFTA01523298.txt ---
METADATA_SOURCE: IMAGES0135
METADATA_FILENAME: EFTA01523298.pdf
----------------------------------------
JPMorgan 0
Private Bank
GHISLAINE MAXWELL IRA
ACCT-
For the Period 9/1/08 to 9/30/08
Portfolio Activity Summary
Transact tells
Currant
Period Value
Year-To-Date
Value•
Beginning Cash Balance
INFLOWS
30.702.81
Income
36.27
126.17
Contributions
30.602.96
Total Inflows
83627
$30,819.13
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
31,846.82
31.848.82
Settled Securities Purchased
(30.298.00)
(30.298.00)
Total Trade Activity
81,649.82
$1,548.82
Ending Cash Balance
532,367.95
' Year to date information is calculated on a calendar year basis.
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Settlement
Date
Type
Per Unit
Description
Quantity
Amount
Amount
912
Interest Income
DEPOSIT SWEEP INTEREST FOR AUG.0
1.39% RATE ON NET AVG COLLECTED
BALANCE OF $30.782.86
AS OF 09/01/08
36.27
Page 5 of 8
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00050926
SDNY_GM_00320124
EFTA01523298
--- SOURCE: IMAGES__0135__EFTA01523299.txt ---
METADATA_SOURCE: IMAGES0135
METADATA_FILENAME: EFTA01523299.pdf
----------------------------------------
JPMorgan 0
Private Bank
GHISLAINE MAXWELL IRA
ACCT
For the Period 9/1/08 to 9/30/08
TRADE ACTIVITY
Note:
S indicates Short Term Realized Gain/Loss
Trade
Settlement
Date
Date
Type
Description
Per Unit
Realized
Quantity
Amount
Proceeds
Tax Cost
Gain/Loss
Settled Sales/Maturities/Redemptions
9/19
9/24
Sale
RESEARCH IN MOTION LTD
(300.000)
106.49
31,846.82
(30.298.00)
1,548.82 S
• 106.49
31,947.00
BROKERAGE
100.00
TAX 8/OR SEC
.18
J.P. MORGAN SECURITIES INC.
TRADE DATE 09/19/08
Trade
Settlement
Date
Date
Type
Description
Per Unit
Quantity
Amount
Market Cost
Settled Securities Purchased
9/15
9/18
Purchase
RESEARCH IN MOTION LTD
300 COO
100.66
(30.298 00)
42/ 100.66
30,198.00
BROKERAGE
100.00
J.P. MORGAN SECURITIES INC.
TRADE DATE 09/15108
Page 6 of 8
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00050927
SDNY_GM_00320125
EFTA01523299
--- SOURCE: IMAGES__0135__EFTA01523300.txt ---
METADATA_SOURCE: IMAGES0135
METADATA_FILENAME: EFTA01523300.pdf
----------------------------------------
JPMorgan
Private Bank
GHISLAINE
MAXWELL
IRA
ACCT
For the Period 9/I/08 to 930/08
M Colt at Effen Or OutatheAS Abair VOW Ehearente Tronafn.